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Postmodern Algebra

Section 15.1 Artinian Rings

An Artin ring is one which satisfies the d.c.c. (or equivalently the minimal condition) on ideals.
The apparent symmetry with Noetherian rings is however misleading. In fact we will show that an Artin ring is necessarily Noetherian and of a very special kind. In a sense an Artin ring is the simplest kind of ring after a field, and we study them not because of their generality but because of their simplicity.

Proof.

Let \(\mathfrak{p}\) be a prime ideal of \(A\text{.}\) Then \(B=A / \mathfrak{p}\) is an artinian integral domain. Let \(x \in B, x \neq 0\text{.}\) By the d.c.c. we have \(\left(x^{n}\right)=\left(x^{n+1}\right)\) for some \(n\text{,}\) hence \(x^{n}=x^{n+1} y\) for some \(y \in B\text{.}\) Since \(B\) is an integral domain and \(x \neq 0\text{,}\) it follows that we may cancel \(x^{n}\text{,}\) hence \(x y=1\text{.}\) Hence \(x\) has an inverse in \(B\text{,}\) and therefore \(B\) is a field, so that \(\mathfrak{p}\) is a maximal ideal.

Proof.

Consider the set of all finite intersections \(\mathfrak{m}_{1} \cap \ldots \cap \mathfrak{m}_{r}\text{,}\) where the \(\mathfrak{m}_{i}\) are maximal ideals. This set has a minimal element, say \(\mathfrak{m}_{1} \cap \cdots \cap \mathfrak{m}_{n}\text{;}\) hence for any maximal ideal \(\mathfrak{m}\) we have \(\mathfrak{m} \cap \mathfrak{m}_{1} \cap \cdots \cap \mathfrak{m}_{n}=\mathfrak{m}_{1} \cap \cdots \cap \mathfrak{m}_{n}\text{,}\) and therefore \(\mathfrak{m} \supseteq \mathfrak{m}_{1} \cap \cdots \cap \mathfrak{m}_{n}\text{.}\) By (1.11) \(\mathfrak{m} \supseteq \mathfrak{m}_{i}\) for some \(i\text{,}\) hence \(\mathfrak{m}=\mathfrak{m}_{\mathfrak{i}}\) since \(\mathfrak{m}_{i}\) is maximal.

Proof.

By d.c.c. we have \(\mathfrak{R}^{k}=\mathfrak{R}^{k+1}=\cdots=\mathfrak{a}\) say, for some \(k>0\text{.}\) Suppose \(\mathfrak{a} \neq 0\text{,}\) and let \(\Sigma\) denote the set of all ideals \(\mathfrak{b}\) such that \(\mathfrak{a} \mathfrak{b} \neq 0\text{.}\) Then \(\Sigma\) is not empty, since \(a \in \Sigma\text{.}\) Let \(\mathrm{c}\) be a minimal element of \(\Sigma\text{;}\) then there exists \(x \in \mathrm{c}\) such that \(x \mathfrak{a} \neq 0\text{;}\) we have \((x) \subseteq \mathfrak{c}\text{,}\) hence \((x)=\mathfrak{c}\) by the minimality of \(\mathfrak{c}\text{.}\) But \((x \mathfrak{a}) \mathfrak{a}=x \mathfrak{a}^{2}=x \mathfrak{a} \neq 0\text{,}\) and \(x \mathfrak{a} \subseteq(x)\text{,}\) hence \(x \mathfrak{a}=(x)\) (again by minimality). Hence \(x=x y\) for some \(y \in \mathfrak{a}\text{,}\) and therefore \(x=x y=x y^{2}=\cdots=x y^{n}=\cdots\text{.}\) But \(y \in \mathfrak{a}=\mathfrak{N}^{k} \supseteq \mathfrak{N}\text{,}\) hence \(y\) is nilpotent and therefore \(x=x y^{n}=0\text{.}\) This contradicts the choice of \(x\text{,}\) therefore \(\mathfrak{a}=0\text{.}\)
By a chain of prime ideals of a ring \(A\) we mean a finite strictly increasing sequence \(t_{0} \subset \mathfrak{p}_{1} \subset \ldots \subset \mathfrak{p}_{n}\text{;}\) the length of the chain is \(n\text{.}\) We define the dimension of \(A\) to be the supremum of the lengths of all chains of prime ideals in \(A\) : it is an integer \(\geqslant 0\text{,}\) or \(+\infty\) (assuming \(A \neq 0\) ). A field has dimension 0 ; the ring \(\mathbf{Z}\) has dimension 1 .

Proof.

\(\Rightarrow\text{:}\) By (8.1) we have \(\operatorname{dim} A=0\text{.}\) Let \(\mathrm{m}_{i}(1 \leqslant i \leqslant n)\) be the distinct maximal ideals of \(A(8.3)\text{.}\) Then \(\prod_{i=1}^{n} \mathfrak{m}_{i}^{k} \subseteq\left(\bigcap_{i=1}^{n} \mathfrak{m}_{i}\right)^{k}=\mathfrak{R}^{k}=0\text{.}\) Hence by (6.11) \(A\) is Noetherian.
\(\Leftarrow\text{:}\) Since the zero ideal has a primary decomposition (7.13), \(A\) has only a finite number of minimal prime ideals, and these are all maximal since \(\operatorname{din} A=0\text{.}\) Hence \(\Re=\bigcap_{i=1}^{n} m_{i}\) say; we have \(\mathfrak{R}^{k}=0\) by (7.15), hence \(\prod_{i=1}^{n} \mathfrak{m}_{l}^{k}=0\) as in the previous part of the proof. Hence by (6.11) \(A\) is an Artin ring.
If \(A\) is an Artin local ring with maximal ideal \(m\text{,}\) then \(m\) is the only prime ideal of \(A\) and therefore \(\mathfrak{m}\) is the nilradical of \(A\text{.}\) Hence every element of \(\mathfrak{m}\) is nilpotent, and \(m\) itself is nilpotent. Every element of \(A\) is either a unit or is nilpotent. An example of such a ring is \(\mathbf{Z} /\left(p^{n}\right)\text{,}\) where \(p\) is prime and \(n \geqslant 1\text{.}\)

Proof.

Suppose \(\mathfrak{m}^{n}=\mathfrak{m}^{n+1}\) for some \(n\text{.}\) By Nakayama’s lemma (2.6) we have \(\mathfrak{m}^{n}=0\text{.}\) Let \(\mathfrak{p}\) be any prime ideal of \(A\text{.}\) Then \(\mathfrak{m}^{n} \subseteq \mathfrak{p}\text{,}\) hence (taking radicals) \(\mathfrak{m}=\mathfrak{p}\text{.}\) Hence \(\mathfrak{m}\) is the only prime ideal of \(A\) and therefore \(A\) is Artinian.

Proof.

Let \(\mathfrak{m}_{i}(1 \leqslant i \leqslant n)\) be the distinct maximal ideals of \(A\text{.}\) From the proof of (8.5) we have \(\prod_{i=1}^{n} \mathfrak{m}_{i}^{k}=0\) for some \(k>0\text{.}\) By (1.16) the ideals \(\mathfrak{m}_{i}^{k}\) are coprime in pairs, hence \(\cap \mathfrak{m}_{i}^{k}=\prod \mathfrak{m}_{i}^{k}\) by (1.10). Consequently by (1.10) again the natural mapping \(A \rightarrow \prod_{i=1}^{n}\left(A / \mathfrak{m}_{i}^{k}\right)\) is an isomorphism. Each \(A / \mathfrak{m}_{i}^{k}\) is an Artin local ring, hence \(A\) is a direct product of Artin local rings.
Conversely, suppose \(A \cong \prod_{i=1}^{m} A_{i}\text{,}\) where the \(A_{i}\) are Artin local rings. Then for each \(i\) we have a natural surjective homomorphism (projection on the \(i\) th factor) \(\phi_{i}: A \rightarrow A_{i}\text{.}\) Let \(\mathfrak{a}_{i}=\operatorname{Ker}\left(\phi_{i}\right)\text{.}\) By (1.10) the \(\mathfrak{a}_{i}\) are pairwise coprime, and \(\cap a_{i}=0\text{.}\) Let \(\mathfrak{q}_{i}\) be the unique prime ideal of \(A_{i}\text{,}\) and let \(\mathfrak{p}_{i}\) be its contraction \(\phi_{i}^{-1}\left(\mathfrak{q}_{t}\right)\text{.}\) The ideal \(\mathfrak{p}_{t}\) is prime and therefore maximal by (8.1). Since \(\mathfrak{q}_{i}\) is nilpotent it follows that \(a_{i}\) is \(\mathfrak{p}_{i}\)-primary, and hence \(\cap a_{i}=(0)\) is a primary decomposition of the zero ideal in \(A\text{.}\) Since the \(a_{i}\) are pairwise coprime, so are the \(\mathfrak{p}_{1}\text{,}\) and they are therefore isolated prime ideals of (0). Hence all the primary components \(a_{i}\) are isolated, and therefore uniquely determined by \(A\text{,}\) by the 2nd uniqueness theorem (4.11). Hence the rings \(A_{i} \cong A / \mathfrak{a}_{i}\) are uniquely determined by \(A\text{.}\)

Example 15.8.

A ring with only one prime ideal need not be Noetherian (and hence not an Artin ring). Let \(A=k\left[x_{1}, x_{2}, \ldots\right]\) be the polynomial ring in a countably infinite set of indeterminates \(x_{n}\) over a field \(k\text{,}\) and let a be the ideal \(\left(x_{1}, x_{2}^{2}, \ldots\right.\text{,}\) \(x_{n}^{n}, \ldots\) ). The ring \(B=A / \mathfrak{a}\) has only one prime ideal (namely the image of \(\left(x_{1}, x_{2}, \ldots, x_{n}, \ldots\right)\) ), hence \(B\) is a local ring of dimension 0 . But \(B\) is not Noetherian, for it is not difficult to see that its prime ideal is not finitely generated.
If \(A\) is a local ring, \(\mathfrak{m}\) its maximal ideal, \(k=A / \mathfrak{m}\) its residue field, the \(A\)-module \(\mathfrak{m} / \mathfrak{m}^{2}\) is annihilated by \(\mathfrak{m}\) and therefore has the structure of a \(k\)-vector space. If \(\mathfrak{m}\) is finitely generated (e.g., if \(A\) is Noetherian), the images in \(\mathfrak{m} / \mathfrak{m}^{2}\) of a set of generators of \(\mathfrak{m}\) will span \(\mathfrak{m} / \mathfrak{m}^{2}\) as a vector space, and therefore \(\operatorname{dim}_{k}\left(\mathrm{~m} / \mathrm{m}^{2}\right)\) is finite. (See (2.8).)

Proof.

  1. i) \(\Rightarrow\) ii) \(\Rightarrow\) iii) is clear.
  2. iii) \(\Rightarrow\) i): If \(\operatorname{dim}_{k}\left(\mathfrak{m} / \mathfrak{m}^{2}\right)=0\text{,}\) then \(\mathfrak{m}=\mathfrak{m}^{2}\text{,}\) hence \(\mathfrak{m}=0\) by Nakayama’s lemma (2.6), and therefore \(A\) is a field and there is nothing to prove. If \(\operatorname{dim}_{k}\left(\mathfrak{m} / \mathfrak{m}^{2}\right)=1\text{,}\) then \(\mathfrak{m}\) is a principal ideal by (2.8) (take \(M=\mathfrak{m}\) there), say \(\mathfrak{m}=(x)\text{.}\) Let \(a\) be an ideal of \(A\text{,}\) other than (0) or (1). We have \(\mathfrak{m}=\mathfrak{N}\text{,}\) hence \(\mathfrak{m}\) is nilpotent by (8.4) and therefore there exists an integer \(r\) such that \(a \subseteq \mathfrak{m}^{r}, \mathfrak{a} \subsetneq \mathfrak{m}^{r+1}\text{;}\) hence there exists \(y \in \mathfrak{a}\) such that \(y=a x^{r}\text{,}\) \(y \notin\left(x^{r+1}\right)\text{;}\) consequently \(a \notin(x)\) and \(a\) is a unit in \(A\text{.}\) Hence \(x^{r} \in \mathfrak{a}\text{,}\) therefore \(\mathfrak{m}^{r}=\left(x^{r}\right) \subseteq \mathfrak{a}\) and hence \(\mathfrak{a}=\mathfrak{m}^{r}=\left(x^{r}\right)\text{.}\) Hence \(\mathfrak{a}\) is principal.

Example 15.10.

The rings \(\mathbf{Z} /\left(p^{n}\right)\) ( \(p\) prime), \(k[x] /\left(f^{n}\right)(f\) irreducible) satisfy the conditions of (8.7). On the other hand, the Artin local ring \(k\left[x^{2}, x^{3}\right] /\left(x^{4}\right)\) does not: here \(\mathfrak{m}\) is generated by \(x^{2}\) and \(x^{3}\left(\bmod x^{4}\right)\text{,}\) so that \(\mathfrak{m}^{2}=0\) and \(\operatorname{dim}\left(\mathfrak{m} / \mathfrak{m}^{2}\right)=2\text{.}\)