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Section 8.1 Partially Ordered Sets

Definition 8.1. Antisymmetric.

Let A be a non-empty set, and let โ‰ผ be a relation on A. The relation โ‰ผ is antisymmetric if xโ‰ผy and yโ‰ผx imply that x=y, for all x,yโˆˆA

Definition 8.2. Poset.

Let A be a non-empty set, and let โ‰ผ be a relation on A. The relation โ‰ผ is a partial ordering (also called a partial order) if it is reflexive, transitive and antisymmetric. If โ‰ผ is a partial ordering, the pair (A,โ‰ผ) is a partially ordered set, often abbreviated as poset.

Example 8.3.

  • Let A be a set. Then (P(A),โІ) is a poset but not a totally ordered set, as mentioned previously.
  • Divisibility in N is a poset.

Definition 8.4. Toset.

Let A be a non-empty set, and let โ‰ผ be a relation on A. The relation โ‰ผ is a total ordering (also called a total order or linear ordering) if it is a partial ordering, and if for every a,bโˆˆA, at least one of a โ‰ผb or bโ‰ผa holds. If โ‰ผ is a total ordering, the pair (A,โ‰ผ) is a totally ordered set.

Remark 8.5.

Formally, a poset is a pair (A,โ‰ผ). However, when the relation โ‰ผ is understood from the context, or it is not important to designate the symbol for the relation, we will simply say โ€œlet A be a poset.โ€ Similarly for totally ordered sets.

Example 8.6.

Each of the sets N,Z,Q and R with the relation โ‰ค is a totally ordered set.

Definition 8.7. Cover.

Let (A,โ‰ผ) be a poset, and let a,bโˆˆA. The element b covers the element a if aโ‰ผb, and aโ‰ b, and there is no xโˆˆA such that aโ‰ผxโ‰ผb and aโ‰ xโ‰ b.

Definition 8.8. Greatest, Least Element.

Let (A,โ‰ผ) be a poset, and let aโˆˆA. The element a is a greatest element of A if xโ‰ผa for all xโˆˆA. The element a is a least element of A if aโ‰ผx for all xโˆˆA.

Example 8.9.

The poset (Z,โ‰ค) has no greatest element or least element. Even finite posets need not have greatest elements or least elements. For example, the poset in Example 7.4.4 (1) does not have a greatest element; observe that 12 is not a greatest element with respect to the relation a|b, because 10 does not divide 12. The poset does have a least element, the number 2, because 2 divides all the other numbers in the set.

Definition 8.10. Maximal, Minimal Element.

Let (A,โ‰ผ) be a poset, and let aโˆˆA. The element a is a maximal element of A if there is no xโˆˆA such that aโ‰ผx and aโ‰ x. The element a is a minimal element of A if there is no xโˆˆA such that xโ‰ผa and aโ‰ x.

Example 8.11.

The poset (Z,โ‰ค) has no maximal element or minimal element. Let (A,โ‰ผ) be the poset in Example 7.4.4 (1). The elements 8, 10 and 12 are all maximal elements, which shows that maximal elements need not be unique, and also that maximal elements need not be greatest elements. The element 2 is a minimal element, which also happens to be a least element.
We will prove the existence of maximal elements; the existence of minimal elements is similar, and we omit the details. Let n=|A|. We proceed by induction on n. If n=1, then the single element of A is clearly a maximal element. Now assume that nโ‰ฅ2. Suppose that the result is true for nโˆ’1. Let wโˆˆA, and let B=Aโˆ’{w}. By Exercise 7.4.8 we know that (B,โ‰ผ) is a poset. Because |B|=nโˆ’1, it follows from the inductive hypothesis that there is a maximal element p of B. We now define rโˆˆA as follows. If pโ‰ผw, let r=w; if it is not the case that pโ‰ผw, then let r=p. We claim that r is a maximal element of A. There are two cases. First, suppose that pโ‰ผw. Then r=w. Suppose that there is some yโˆˆA such that wโ‰ผy and wโ‰ y. By transitivity it follows that pโ‰ผy, and by antisymmetry it follows that pโ‰ y. Because yโ‰ w, then yโˆˆB, and we then have a contradiction to the fact that p is a maximal element of B. It follows that w is a maximal element of A. Second, suppose that it is not the case that pโ‰ผw. Then r=p. Because p is a maximal element of B, then there is no xโˆˆB such that pโ‰ผx and pโ‰ x. It follows that there is no xโˆˆA=Bโˆช{w} such that pโ‰ผx and pโ‰ x, and hence p is a maximal element of A.

Definition 8.13. Poset Bounds.

Let (A,โ‰ผ) be a poset, let XโІA be a subset and let aโˆˆA. The element a is an upper bound of X if xโ‰ผa for all xโˆˆX. The element a is a least upper bound of X if it is an upper bound of X, and aโ‰ผz for any other upper bound zofX. The element a is a lower bound of X if aโ‰ผx for all xโˆˆX. The element a is a greatest lower bound for X if it is a lower bound of X, and wโ‰ผa for any other lower bound wofX.
Let p,qโˆˆA, and suppose that both are least upper bounds of X. By definition both p and q are upper bounds for X. Because p is a least upper bound of X, and q is an upper bound of X, then pโ‰ผq by the definition of least upper bounds. Similarly, we see that qโ‰ผp. By antisymmetry, it follows that p=q. A similar argument works for greatest lower bounds; we omit the details.
Let n=|A|. We proceed by induction on n. If n=1 the result is trivial. Now assume that nโ‰ฅ2. Suppose that the result is true for nโˆ’1. By Theorem 7.4.9 the poset A has a maximal element, say rโˆˆA. Let B=Aโˆ–{r}. By Exercise 7.4.8 we know that (B,โ‰ผ) is a poset. Because |B|=nโˆ’1, it follows from the inductive hypothesis that there is a total ordering โ‰ผโ€ณ on B such that if xโ‰ผy then xโ‰ผโ€ณy, for all x,yโˆˆB. Now define a relation โ‰ผโ€ฒ on A as follows. If x,yโˆˆB, let xโ‰ผโ€ฒy if and only if xโ‰ผโ€ณy. If xโˆˆA, let xโ‰ผโ€ฒr. It is left to the reader in Exercise 7.4.9 to show that โ‰ผโ€ฒ is a total order on A, and that if xโ‰ผy then xโ‰ผโ€ฒy, for all x,yโˆˆA.

Definition 8.16. Order Homomorphism.

Let (A,โ‰ผ) and (B,โ‰ผโ€ฒ) be posets, and let f:Aโ†’B be a function. The function f is an order homomorphism (also called an order preserving function) if xโ‰ผy implies f(x)โ‰ผโ€ฒf(y), for all x,yโˆˆA. The function f is an order isomorphism if it is bijective, and if both f and fโˆ’1 are order homomorphisms.
We follow [KR83a]. We prove the result by induction on n. When n=1 the result is trivial. Now assume that nโ‰ฅ2. Suppose that the result holds for nโˆ’1. By Theorem 7.4.9 the poset A has a maximal element, say rโˆˆA. Let xโˆˆA. Because โ‰ผ is a total ordering, we know that xโ‰ผr or rโ‰ผx. If it were the case that rโ‰ผx, then by hypothesis on r we would know that r=x. Hence xโ‰ผr. Let B=Aโˆ–{r}. By Exercise 7.4.8 we know that (B,โ‰ผ) is a poset. Because |B|=nโˆ’1, it follows from the inductive hypothesis that there is an order isomorphism from (B,โ‰ผ) to ({1,2,โ€ฆ,nโˆ’1},โ‰ค), say f:Bโ†’{1,2,โ€ฆ,nโˆ’1}. Let F:Aโ†’{1,2,โ€ฆ,n} be defined by F(x)=f(x) for all xโˆˆB, and F(r)=n. Because f is bijective, it is straightforward to see that F is bijective as well; we omit the details. To see that F is an order isomorphism, it suffices by Lemma 7.4.16 to show that xโ‰ผy if and only if F(x)โ‰คF(y), for all x,yโˆˆA. First, let x,yโˆˆB. Then xโ‰ผy if and only if f(x)โ‰คf(y) because f is an order isomorphism. Because F(x)=f(x) and F(y)=f(y), then xโ‰ผy if and only if F(x)โ‰คF(y). Now let zโˆˆB. We know that zโ‰ผr, and we also know that F(z)โ‰คn=F(r), because F(z)โˆˆ{1,2,โ€ฆ,nโˆ’1}. Hence zโ‰ผr if and only if F(z)โ‰คF(r), because both these statements are true. It follows that F is an order isomorphism.